Category: Auditing and Assurance

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SEC Recent & Proposed Broker – Dealer Amendments – A Comprehensive Guide

SEC Recent & Proposed Broker – Dealer Amendments – A Comprehensive Guide

We have an in-depth exploration of the SEC’s recent and proposed Broker-Dealer Amendments—a comprehensive guidebook decoding the intricate world of securities transactions and the evolving roles within the financial landscape. Here, we work through: 1. What are Broker-Dealers? 2. Impact of FINRA’s Regulatory Notice 23-02 3. SEC Proposes Amendments to Enhance Customer Protection Rule 4.

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Demystifying-Tax-Audits

Demystifying Tax Audits: Exploring Section 44AB of the Income Tax Act

Introduction Tax audit is a crucial aspect of the Indian income tax system, governed by Section 44AB of the Income Tax Act, 1961. It is a comprehensive examination of an individual’s or a business organization’s financial records, tax returns, and books of accounts to ensure compliance with the provisions of the Income Tax Act. The

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LLP Limited Liability Partnership Audit

LLP (Limited Liability Partnership) Audit

Introduction As an LLP is a separate legal entity therefore it shall be under obligation to maintain annual accounts presenting true and fair view of state of affairs. Every LLP is required to file “Statement of Accounts and Solvency” in prescribed form with the Registrar every year.  Applicability Every LLP is required to get its

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